研究报告: 基于病机推理思维链监督的大模型脾胃病证候识别及多维评价研究
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1)浙江中医药大学医学技术与信息工程学院,杭州 310053;2)中国计量大学信息工程学院,杭州 310018;3)中国中医科学院西苑医院肝病科,北京 100091

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基金项目:

国家自然科学基金(82505804),国家中医药综合改革示范区科技共建重大项目(GZY-KJS-ZJ-2025-018),浙江省自然科学基金(QN26H270007)和浙江中医药大学校级科研项目(2024RCZXZK42)资助。


Research: Pathogenesis Reasoning Chain-of-thought Supervision for Large Language Models: Syndrome Manifestation Recognition and Multidimensional Evaluation in Spleen-stomach Disorders
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Affiliation:

1)School of Medical Technology and Information Engineering, Zhejiang Chinese Medical University, Hangzhou 310053, China;2)College of Information Engineering, China Jiliang University, Hangzhou 310018, China;3)Department of Hepatology, Xiyuan Hospital of China Academy of Chinese Medical Sciences, Beijing 100091, China

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This work was supported by grants from The National Natural Science Foundation of China (82505804), Major Science and Technology Co-construction Project of the National TCM Comprehensive Reform Demonstration Zone (GZY-KJS-ZJ-2025-018), the Natural Science Foundation of Zhejiang Province (QN26H270007), and University-level Scientific Research Project of Zhejiang Chinese Medical University (2024RCZXZK42).

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    摘要:

    目的 证候识别的本质是基于临床观测信息推断机体内在病机状态,而非简单标签匹配。本研究旨在探讨在大语言模型中引入病机推理思维链监督能否提升证候识别质量及其跨病种迁移能力。方法 以脾胃病医案构建证候识别数据集,并标注结构化病机推理思维链;在开源大语言模型上开展监督微调,并以端到端模型为对照。构建由结构解析层、语义相似度层和专家盲评层组成的递进式多维评价体系:结构解析层基于证型结构要素匹配进行量化评价,语义相似度层由独立大模型对证型理论接近程度进行评分,专家盲评层从辨证一致性与证型术语规范性两个维度进行终审。另以妇科和心系疾病医案开展零样本跨病种迁移测试。结果 结构解析层显示,思维链监督未稳定提升证型结构要素逐项重合度。但在语义相似度层和专家盲评层,思维链训练模型表现出较一致优势,提示其证型表达在理论内涵和临床辨证层面更接近参考结论。跨病种测试中,上述语义与专家评价优势仍可观察到,显示出一定迁移性。结论 病机推理思维链监督的收益主要体现在中医语义一致性与临床合理性层面,而非结构要素硬匹配的提升。研究结果支持将证候识别理解为潜在病机结构的生成与表达过程,并为中医智能辨证提供了一条兼顾理论对齐、可解释性与多层评价的方法学路径。

    Abstract:

    Objective The essence of syndrome manifestation recognition in traditional Chinese medicine (TCM) is to infer the body’s latent pathogenesis state from clinical observational information, rather than to perform simple label matching. However, previous studies have largely modeled this task as syndrome pattern classification within a fixed label space, which does not adequately reflect the cognition process of TCM syndrome differentiation centered on pathogenesis reasoning, and is also insufficient to capture the openness, semantic variability, and cross-disease reusability of syndrome manifestation expression. This study aimed to investigate whether introducing pathogenesis reasoning chain-of-thought (PR-CoT) supervision into large language models (LLMs) could improve the quality and cognitive consistency of syndrome manifestation recognition and support cross-disease transfer.Methods Syndrome manifestation recognition was formulated as a conditional generation task under the framework of clinical observational information (X)→pathogenesis structure (Z)→syndrome pattern output (Y), where Z serves as an explicit intermediate structural variable linking the clinical evidence and syndrome judgment. Within this framework, a PR-CoT-supervised dataset for syndrome manifestation recognition was constructed based on medical case records of spleen-stomach disorders. After preprocessing, information extraction, manual proofreading, and data cleaning, the dataset comprised 4 800 training cases, 400 development cases, and 400 test cases. Each sample was annotated with a structured PR-CoT consisting of three progressive levels: clinical information summarization, comprehensive pathogenesis analysis, and syndrome pattern output. Supervised fine-tuning was conducted on open-source LLMs, with an end-to-end model serving as the baseline. Qwen3-32B was used as the primary experimental model, and Qwen3-14B as the scale comparison model. A progressive multidimensional evaluation framework was further established, comprising a structural parsing level, a semantic similarity level, and an expert blind review level. At the structural parsing level, syndrome pattern expressions were decomposed into structural elements and evaluated using Precision, Recall, F1 score, and Jaccard similarity. At the semantic similarity level, independent LLMs scored the theoretical proximity between predicted and reference syndrome patterns. At the expert blind review level, three TCM experts independently evaluated model outputs on two dimensions: syndrome differentiation consistency and terminology standardization of syndrome patterns. In addition, zero-shot cross-disease transfer evaluation was conducted on gynecological and heart-system disorder test sets.Results At the structural parsing level, PR-CoT supervision did not lead to a stable improvement in the element-wise overlap of syndrome pattern structural components. Compared with the corresponding baselines, neither Qwen3-32B nor Qwen3-14B showed consistent advantages in structural matching metrics after the introduction of PR-CoT supervision. In contrast, at the semantic similarity level, PR-CoT supervision produced stable positive gains across different model scales and evaluation systems. The average semantic score of Qwen3-32B increased from 6.425 8 in the baseline model to 6.585 0 after PR-CoT supervision, and that of Qwen3-14B increased from 5.870 0 to 5.964 2. At the expert blind review level, the overall score of Qwen3-32B (PR-CoT) was 7.026 0±0.107 7, higher than 6.416 3±0.288 9 for its baseline. In zero-shot cross-disease testing, the PR-CoT model still showed advantages in semantic evaluation and expert evaluation on both gynecological and heart-system disorder test sets, indicating a certain degree of transferability.Conclusion The benefits of PR-CoT supervision are mainly reflected in TCM semantic consistency and clinical plausibility, rather than in improved hard matching of structural elements. These findings support understanding syndrome manifestation recognition as a process of generating and expressing latent pathogenesis structures, rather than as a classification task within a traditional fixed label space. By introducing pathogenesis reasoning as an explicit intermediate structure into the modeling process and combining it with a progressive multidimensional evaluation framework, this study provides a methodological pathway for intelligent TCM syndrome differentiation that integrates theoretical alignment, interpretability, and multi-level evaluation.

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杨淑涵,胡宇鑫,俞欣妤,涂钰莹,臧一畅,李盼飞.研究报告: 基于病机推理思维链监督的大模型脾胃病证候识别及多维评价研究[J].生物化学与生物物理进展,2026,53(5):1240-1263 YANG Shu-Han, HU Yu-Xin, YU Xin-Yu, TU Yu-Ying, ZANG Yi-Chang, LI Pan-Fei.Research: Pathogenesis Reasoning Chain-of-thought Supervision for Large Language Models: Syndrome Manifestation Recognition and Multidimensional Evaluation in Spleen-stomach Disorders[J]. Progress in Biochemistry and Biophysics,2026,53(5):1240-1263

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  • 收稿日期:2026-03-20
  • 最后修改日期:2026-05-14
  • 录用日期:2026-05-05
  • 在线发布日期: 2026-05-07
  • 出版日期: 2026-05-28
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